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CSA Chandler 06122021
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CSA Chandler 06122021
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7/12/2021 1:56:37 PM
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CM City Clerk-City Council
CM City Clerk-City Council - Document Type
Agreement
Document Date (6)
6/12/2021
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<br />Consulting Services Agreement between City of San Leandro and 7/1/2021 <br />Chandler Asset Management for Investment Services Exhibit F – Page 7 of 19 <br /> <br />Other Investment Pools – The City will conduct a thorough investigation of investment pools prior <br />to making an investment. To become eligible, an investment pool will provide the following <br />information to the City: <br /> <br /> A description of eligible securities and a written statement of investment policy and <br />objectives. <br /> A description of interest calculation methods, how interest is distributed, and how gains and <br />losses are treated. <br /> A description of safekeeping procedures and settlement processes, how often securities are <br />priced, and how often the program is audited. <br /> A description of who are eligible to invest in the program and how often, and any <br />limitations on deposits and/or withdrawals. <br /> A schedule for receiving statements and portfolio listings. <br /> Any policies regarding the use of reserves or retained earnings by the pool. <br /> A fee schedule and a description of how and when fees are assessed. <br /> Any policies regarding the pool’s eligibility for bond proceeds if applicable. <br /> <br />Securities Issued by the City of San Leandro and its Agencies. The City may elect to sell or <br />purchase its securities through secondary markets when conditions are favorable. <br /> <br />Asset-Backed, Mortgage-Backed, Mortgage Pass-Through Securities, and <br />Collateralized Mortgage Obligations, provided that: <br /> The securities are rated “AA” or higher by a NRSO. <br /> No more than 20% of the total portfolio may be invested in these securities. <br /> No more than 5% of the portfolio may be invested in any single Asset-Backed or <br />Commercial Mortgage security issuer. There is no issuer limitation on any Mortgage <br />security where the issuer is the US Treasury or a Federal Agency/Government-sponsored <br />Enterprise (GSE). <br /> The maximum legal final maturity does not exceed five (5) years. <br />Supranational Securities, provided that: <br /> Issues are unsubordinated obligations issued by the International Bank for Reconstruction <br />and Development (IBRD), International Finance Corporation (IFC), or Inter-American <br />Development Bank (IADB). <br /> The securities are rated “AA” or higher by a national recognized statistical rating <br />organization. <br /> No more than 30% of the total portfolio may be invested in these securities. <br /> No more than 10% of the portfolio per issuer. <br /> The maximum maturity does not exceed 5 years. <br /> <br />See Appendix A City of San Leandro Summary of Eligible Investments on pages 9, 10 and 11 for a <br />tabular listing of the restrictions regarding authorized investments. <br /> <br /> <br />DocuSign Envelope ID: 8EF716EF-9F84-4654-B99B-9984574581A6
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