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Consulting Services Agreement between City of San Leandro and <br />KNN Public Finance Exhibit E – Page 2 of 2 <br /> <br /> <br />The SEC permits certain items of information required on Form MA and Form MA -I to be provided by <br />reference to such required information already filed on a regulatory system (e.g., FINRA CRD). The above <br />noted regulatory action has been referenced on both Form MA and MA-I due to the information already filed <br />on FINRA’s CRD system and is publicly accessible through BrokerCheck at http://brokercheck.finra.org. For <br />purposes of accessing such BrokerCheck information, the Municipal Advisor’s CRD number is 4457537. <br /> <br />There has been no change to any legal or disciplinary event that has been disclosed on KNN Public Finance’s <br />original SEC registration Form MA filed on February 8, 2016, or Form MA-I’s filed on January 22, 2016. <br />DocuSign Envelope ID: FE79E270-FE62-41BA-BAA6-72B6426025DC