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<br />Consulting Services Agreement between City of San Leandro and Last revised [12/12/2022] <br />Fieldman, Rolapp & Associates for Continuing Disclosure Consulting Services Exhibit E – Page 2 of 2 <br />Information Regarding Legal Events and Disciplinary Actions <br /> <br />MSRB Rule G-42 requires that municipal advisors provide their Clients disclosures of legal or disciplinary <br />events material to the evaluation of the municipal advisor or the integrity of the municipal advisor’s <br />management or advisory personnel. Consultant sets out required disclosures and related information below: <br />A. There are no legal or disciplinary events material to the City’s evaluation of Consultant or the integrity <br />of Consultant’s management or advisory personnel disclosed, or that should be disclosed, on any <br />Form MA or Form MA-I with the Securities and Exchange Commission (the “SEC”). <br />Consultant’s most recent Form MA and each most recent Form MA-I filed with the SEC are available on the <br />SEC’s EDGAR system at: <br />http://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001612429 <br /> <br />Contents of Client Brochure <br /> <br />The MSRB requires us to provide you with the following information: Consultant is registered as a “Municipal <br />Advisor” pursuant to Section 15B of the Securities Exchange Act and rules and regulations adopted by the <br />Securities and Exchange Commission and the MSRB. <br /> <br />The MSRB has made available on its website (www.msrb.org) a municipal advisory client brochure that <br />describes the protections that may be provided by MSRB rules and how to file a complaint with the <br />appropriate regulatory authority. <br /> <br /> <br />DocuSign Envelope ID: DB61E39A-1BBD-4204-8CB2-1F5770483F71