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CAO reviewed - CSA - CoSL and Fieldman SP REDLINES.docx
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CAO reviewed - CSA - CoSL and Fieldman SP REDLINES.docx
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12/20/2024 12:05:00 PM
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12/20/2022 5:17:06 PM
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<br />Consulting Services Agreement between City of San Leandro and Last revised [12/12/2022] <br />Fieldman, Rolapp & Associates for Continuing Disclosure Consulting Services Exhibit A – Page 2 of 4 <br /> Determine if previous continuing disclosure filings and material event notices have been <br />disseminated and filed through the Municipal Securities Rulemaking Board’s Electronic Municipal <br />Market Access Dataport (herein, “EMMA”); <br /> Review and supplement any information, in addition to the information required by a continuing <br />disclosure undertaking, which might be necessary; <br /> Assist the officers or employees of the City designated with responsibility for continuing disclosure <br />to assemble information necessary for the annual report; <br /> Format or assist in formatting such material into a final form for the continuing disclosure annual <br />reports and/or any other applicable disclosure notices; and <br /> Submit the continuing disclosure annual report through EMMA and provide a certificate of such <br />submission(s) to the City. <br /> <br />UNDER THIS SERVICE ARRANGEMENT, THE CONSULTANT IS NOT RESPONSIBLE FOR <br />PREPARATION OR CONTENT OF AUDITED FINANCIAL STATEMENTS AND BUDGET REPORTS. <br /> <br />2. Reporting of Significant Event Notices (Rating Changes). <br /> <br />The Consultant will assist the City in connection with the preparation and filing of reporting of significant event <br />notices, including any rating change(s) as necessary in connection with the Securities. <br /> <br /> Consultant shall monitor the market from time-to-time for rating changes pertaining to the Securities <br />and notify the City immediately after its confirmation of rating change(s); <br /> Upon receipt by the City of such notification, the City shall contact the Consultant and give them <br />authorization to assemble a reporting of significant event notice; <br /> The Consultant will assist the City in assembling the reporting of significant notice into a final form; <br />and <br /> Submit or confirm submission of the reporting of significant notices through EMMA and provide a <br />certificate of such submission(s) to the City. <br /> <br />CONSULTANT WILL USE ITS BEST EFFORTS TO MONITOR THE MARKET FOR RATING CHANGES <br />AFFECTING THE SECURITIES, BUT WILL NOT GIVE ASSURANCE OF ITS ABILITY TO ASCERTAIN <br />ANY RATING CHANGE AND WILL NOT BE HELD LIABLE FOR RATING CHANGES WITH RESPECT TO <br />ANY OF THE DEBT OBLIGATIONS WHICH ARE NOT REPORTED. <br /> <br />3. Termination of Reporting Obligation. <br /> <br />The Consultant will assist the City in connection with the preparation and filing of termination of reporting <br />obligation notice as necessary in connection with the full redemption of the Securities. Such services shall <br />include, but are not limited to: <br /> Assist in assembling the termination of reporting obligation notice into a final form; and <br /> Submit or confirm submission of the termination of reporting obligation notice through EMMA and <br />provide a certificate of such submission(s) to the City. <br /> <br />DocuSign Envelope ID: DB61E39A-1BBD-4204-8CB2-1F5770483F71
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