Laserfiche WebLink
<br />Consulting Services Agreement between City of San Leandro and Last revised [12/12/2022] <br />Fieldman, Rolapp & Associates for Continuing Disclosure Consulting Services Exhibit A – Page 3 of 4 <br />4. Continuing Disclosure Compliance Review Services. <br /> <br />When requested, the Consultant will assist Issuer with reviewing its compliance with such continuing <br />disclosure obligations it has covenanted with respect to the Securities. Such services shall include, but are <br />not limited to: <br /> Identify all of the debt issuances of the City (the “Transactions”) outstanding during the last five fiscal <br />years (the “Continuing Disclosure Filing Cycles”) with continuing disclosure reporting requirements. <br /> Obtain electronic copies of the Official Statements for all the Transactions. <br /> Identify and review continuing disclosure requirements and only rating change event notices <br />(including ratings of the City, bond insurers and credit facility providers), for each of the Transactions. <br /> Research and locate continuing disclosure filings made during Continuing Disclosure Filing Cycles <br />based on the following data sources: <br />a. MSRB – EMMA, <br />b. Bloomberg LP, <br />c. TM3 – Interactive Data. <br /> For each Transaction, enter information into a worksheet identifying the submittal date of the <br />continuing disclosure filings and the content requirements of the continuing disclosure filings. <br /> Prepare a report (the “Report”): <br /> Outline findings from each worksheet. <br /> For each rated Transaction, provide a chronological history of all rating changes (including ratings of <br />the City, bond insurers and credit facility providers), whether an event notice was submitted for such <br />rating change and how many days after such event was a notice submitted. <br /> Provide suggestive make-up filings with regards to continuing disclosure annual reports and/or event <br />notices limited to rating changes (including the City and bond insurer). <br /> Participate in discussions with the City and others regarding the Report. <br /> Assist in drafting any required make-up continuing disclosure filings and notices. <br /> <br />5. CDIAC Annual Reporting. <br /> <br />SB 1029 Annual Debt Transparency Reports (ADTR). The Consultant will assist the City in connection <br />with the preparation and filing of CDIAC ADTRs as required by California Senate Bill 1029, Government Code <br />Section 8855(k). Such services shall include, but are not limited to: <br /> Determine the City’s outstanding debt obligations that require an ADTR filing and obtain the <br />respective CDIAC filing ID number and password for each issue; <br /> Assist the officers or employees of the City designated with responsibility for continuing disclosure <br />to assemble information necessary for the ADTR; <br /> Review and supplement any information, in addition to the information required by a ADTR, which <br />might be necessary; <br /> Format or assist in formatting such material into a final form for the ADTR; and <br /> Submit the ADTR through CDIAC and provide a certificate of such submission(s) to the City by no <br />later than January 31st of such year(s) an ADTR filing is required. <br />DocuSign Envelope ID: DB61E39A-1BBD-4204-8CB2-1F5770483F71